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LUKS Disk Encryption format specification

Summary

Linux Unified Key Setup (LUKS) Disk Encryption is commonly used by Linux to encrypt storage media volumes.

Document information

Author(s):

Joachim Metz <joachim.metz@gmail.com>

Abstract:

This document contains information about Linux Unified Key Setup (LUKS) Disk Encryption format.

Classification:

Public

Keywords:

LUKS, Linux Unified Key Setup, Disk Encryption

License

Copyright (C) 2013-2020, Joachim Metz <joachim.metz@gmail.com>.
Permission is granted to copy, distribute and/or modify this document under the
terms of the GNU Free Documentation License, Version 1.3 or any later version
published by the Free Software Foundation; with no Invariant Sections, no
Front-Cover Texts, and no Back-Cover Texts. A copy of the license is included
in the section entitled "GNU Free Documentation License".

Revision history

Version Author Date Comments

0.0.1

J.B. Metz

July 2013

Initial version.

0.0.2

J.B. Metz

December 2014

Switched to asccidoc format.

0.0.3

J.B. Metz

April 2015

Small changes.

0.0.4

J.B. Metz

December 2019

Formatting changes.

0.0.5

J.B. Metz

January 2020

Additional information for encryption types.

0.0.6

J.B. Metz

January 2020

Additional information about format version 2.

1. Overview

Linux Unified Key Setup (LUKS) Disk Encryption is commonly used by Linux to encrypt storage media volumes.

1.1. Layout format version 1

A LUKS version 1 encrypted volume consist of:

  • volume header

  • 8 x key slots

  • split master key material

  • encrypted (volume) data

The total reserved size of the LUKS metadata (volume header and split master key material) seems to commonly be 2 MiB.

1.2. Layout format version 2

A LUKS version 2 encrypted volume consist of:

  • metadata area

  • volume header

  • JSON area

  • backup metadata area

  • backup volume header

  • backup JSON area

  • keyslots area

  • encrypted (volume) data

To make recovery easier the backup metadata area starts at a fixed offset:

Offset Maximum JSON area size

16384 (0x004000)

12 KiB

32768 (0x008000)

28 KiB

65536 (0x010000)

60 KiB

131072 (0x020000)

124 KiB

262144 (0x040000)

252 KiB

524288 (0x080000)

508 KiB

1048576 (0x100000)

1020 KiB

2097152 (0x200000)

2044 KiB

4194304 (0x400000)

4092 KiB

1.3. Characteristics

Characteristics Description

Byte order

big-endian

Date and time values

Character strings

ASCII string with an end-of-string character

1.4. Test version

The following version of programs were used to test the information within this document:

  • cryptsetup

  • dm-crypt

2. Keys

To encrypt storage media LUKS Disk Encryption uses different kind of keys.

2.1. Master Key (MK)

The Master Key (MK) is derived from the Split Master Key (SMK). The size of the MK is dependent on the master key size value in the volume header. Commonly the MK is 128-bit or 256-bit of size. The MK is used to de/encrypt the encrypted (volume) data.

2.2. Split Master Key (SMK)

The Split Master Key (SMK) is stored encrypted with a specific user key (UK) in the split master key material. The size of the key material and hence the SMK is the size of the Master Key (MK) times the number of stripes.

The MK is determined from the SMK using the anti-forensic (AF) diffuser using the hashing method stored in the volume header. Also see [FRUHWIRTH05].

The resulting MK can be validated with the master key validation hash stored in the volume header. The validation hash can be calculated using the PBKDF2 algorithm with:

  • The hashing method stored in the volume header, as the as the pseudo-random function (PRF).

  • The number of iterations as stored in the volume header.

  • A salt, as stored in the volume header.

  • The master key as the input data.

2.3. User Key (UK)

The User Key (UK) is derived from the user password. The UK is used to de/encrypt the corresponding split master key material.

The user key is calculated as following:

  • Calculate the key using the PBKDF2 algorithm with:

  • The (password) hashing method stored in the volume header, as the as the pseudo-random function (PRF).

  • The number of iterations as stored in the corresponding key slot.

  • A salt, as stored in the corresponding key slot.

  • The password string as the input data.

  • A (output) key size that is the same as that of the Master Key (MK).

For now it is assumed that the user password contains ASCII characters only.

3. Encryption methods

LUKS supports multiple encryption methods, different encryption chaining modes and initialization vector modes.

3.1. Initialization vector modes

3.1.1. The null initialization vector mode

In the null initialization vector mode the initialization vector (IV) is filled with 0‑byte values.

3.1.2. The plain initialization vector modes

In the plain and plain64 initialization vector mode the initialization vector (IV) is filled with respectively a 32-bit or 64-bit little-endian representation of the corresponding sector number padded with 0-byte values.

The sector number is relative to the start of the data not relative to the start of the volume header.

3.1.3. The encrypted sector-salt initialization vector (ESSIV) mode

Int the encrypted sector-salt initialization vector (ESSIV) mode the initialization vector (IV) is determined by:

  1. hashing the encryption key with hashing method defined in the initialization vector mode options.

  2. encrypting the little-endian representation of the corresponding sector number padded with 0-byte values with the hash of the encryption key.

The sector number is relative to the start of the data not relative to the start of the volume header.

3.1.4. The benbi initialization vector mode

In the benbi initialization vector mode the initialization vector (IV) is filled with a 64-bit big-endian representation of the corresponding cipher block (or narrow block)-count (starting at 1) padded with 0-byte values.

The sector number is relative to the start of the data not relative to the start of the volume header.

The cipher block-count is calculated as:

cipher block-count = ( sector number << ( log2( bytes per sectory ) - log2( IV size ) ) ) + 1
Note
Benbi is presumably the abbreviation of big-endian numeric block index, or equivalent.

3.1.5. The lmk initialization vector mode

TODO

3.2. AES-CBC

Decryption uses: AES-CBC with Master Key (MK) decryption of sector data

The initialization vector of the AES-CBC is dependent on the initialization vector mode defined in the volume header. In recent versions of Linux, AES-CBC is combined with the ESSIV initialization vector mode by default.

The initialization vector is 16 bytes of size.

3.3. AES-ECB

Decryption uses: AES-ECB with Master Key (MK) decryption of sector data

No initialization vector is used.

The initialization vector is 16 bytes of size.

3.4. AES-XTS

TODO

The initialization vector is 16 bytes of size.

3.5. Anubis

TODO

Default encryption mode is cbc-plain Size of initialization vector?

3.6. Blowfish

TODO

Default encryption mode is cbc-plain Size of initialization vector?

3.7. Cast5

TODO, RFC 2144

Size of initialization vector?

3.8. Cast6

TODO, RFC 2612

Default encryption mode is cbc-plain Size of initialization vector?

3.9. Serpent

TODO

Default encryption mode is cbc-plain Size of initialization vector?

3.10. Twofish

TODO

Default encryption mode is cbc-plain Size of initialization vector?

4. Volume header

4.1. Volume header - format version 1

The volume header is 592 bytes in size and consists of:

Offset Size Value Description

0

6

"LUKS\xba\xbe"

Signature

6

2

1

Format version

8

32

Encryption method (Cipher name)
Contains an ASCII string with an end-of-string character

40

32

Encryption mode (Cipher mode)
Contains an ASCII string with an end-of-string character

72

32

Hashing method
The hashing method used for the user key calculation and the anti-forensic (AF) diffuser
Contains an ASCII string with an end-of-string character

104

4

Encrypted volume start sector

108

4

Master key size
Contains the size of the key in bytes

112

20

Master key validation hash

132

32

Master key salt

164

4

Master key number of iterations

168

40

Volume identifier
Contains an ASCII string with an end-of-string character which consists of an UUID in lower-case

208

8 x 48

Key slots

Is the volume header padded with 0-byte values up to 4096 bytes?

4.2. Volume header - format version 2

The volume header (or binary header) is 4096 bytes in size and consists of:

Offset Size Value Description

0

6

"LUKS\xba\xbe"

Signature

6

2

2

Format version

8

8

Metadata area size
The size of the volume header and JSON area

16

8

Epoch (or sequence identifier)

24

48

Label
Contains an ASCII string with an end-of-string character

72

32

Metadata area checksum method (or algorithm)
Contains an ASCII string with an end-of-string character

104

64

Salt

168

40

Volume identifier
Contains an ASCII string with an end-of-string character which consists of an UUID in lower-case

208

48

Unknown (subsystem)
Contains an ASCII string with an end-of-string character

256

8

Header offset
Offset of the volume header realtive to the start of the volume

264

184

Unknown (padding)
According to [BROZ18] this must be filled with 0-byte values

448

64

Metadata area checksum

512

7 x 512 = 3584

Unknown (padding)
According to [BROZ18] this must be filled with 0-byte values

LUKS header information
Keyslots area: 	16744448 [bytes]
UUID:          	a3836cf7-0abe-4739-85e5-2bc728fe9cbc
Label:         	(no label)
Subsystem:     	(no subsystem)
Flags:       	(no flags)

Data segments:
  0: crypt
	offset: 16777216 [bytes]
	length: (whole device)
	cipher: aes-ecb
	sector: 512 [bytes]

Keyslots:
  0: luks2
	Key:        256 bits
	Priority:   normal
	Cipher:     aes-ecb
	Cipher key: 256 bits
	PBKDF:      argon2i
	Time cost:  6
	Memory:     1048576
	Threads:    4
	Salt:       5f 73 a0 84 1a 94 3c b3 e4 62 e6 85 95 2b b8 c3
	            fe 15 b1 19 51 34 30 73 37 e2 16 e5 8e 49 41 25
	AF stripes: 4000
	AF hash:    sha1
	Area offset:32768 [bytes]
	Area length:131072 [bytes]
	Digest ID:  0
Tokens:
Digests:
  0: pbkdf2
	Hash:       sha1
	Iterations: 154931
	Salt:       c3 14 fd ef e8 d8 1c a8 40 6a dd eb 65 be 97 5e
	            ec 17 55 19 f7 0c ce ed bc 6c bc f9 9b a4 33 7f
	Digest:     58 74 f5 4a 83 8b 3f 7b 6e 9a
	            62 03 86 23 53 c4 fd fd 75 fc

4.3. JSON area

The JSON area is stored directly after the volume header and must be 4096-byte aligned. The JSON area is variable of size and constists of:

Offset Size Value Description

0

…​

JSON string
Contains an ASCII string with an end-of-string character

…​

…​

Unknown (padding)
According to [BROZ18] this must be filled with 0-byte values

{
  "keyslots": {
    "0": {
      "type": "luks2",
      "key_size": 32,
      "af": {
        "type": "luks1",
        "stripes": 4000,
        "hash": "sha1"
      },
      "area": {
        "type": "raw",
        "offset": "32768",
        "size": "131072",
        "encryption": "aes-ecb",
        "key_size": 32
      },
      "kdf": {
        "type": "argon2i",
        "time": 6,
        "memory": 1048576,
        "cpus": 4,
        "salt": "X3OghBqUPLPkYuaFlSu4w/4VsRlRNDBzN+IW5Y5JQSU="
      }
    }
  },
  "tokens": {},
  "segments": {
    "0": {
      "type": "crypt",
      "offset": "16777216",
      "size": "dynamic",
      "iv_tweak": "0",
      "encryption": "aes-ecb",
      "sector_size": 512
    }
  },
  "digests": {
    "0": {
      "type": "pbkdf2",
      "keyslots": [
        "0"
      ],
      "segments": [
        "0"
      ],
      "hash": "sha1",
      "iterations": 154931,
      "salt": "wxT97+jYHKhAat3rZb6XXuwXVRn3DM7tvGy8+ZukM38=",
      "digest": "WHT1SoOLP3tummIDhiNTxP39dfw="
    }
  },
  "config": {
    "json_size": "12288",
    "keyslots_size": "16744448"
  }
}

4.3.1. Keyslots area

TODO: add description.

4.4. Backup volume header - format version 2

The backup (or secondary) volume header - format version 2 is the same as the Volume header - format version 2 with a different signature: "SKUL\xba\xbe".

4.5. Encryption method

The encryption mode consists of a string in the form:

cipher

Where known values of cipher are:

Value Description

arc4

Alleged RC4 (ARC4)

aes

Advanced Encryption Standard (AES)

anubis

Anubis

blowfish

Blowfish

cast5

Cast5 (RFC 2144)
Unimplemented?

cast6

Cast6 (RFC 2612)

serpent

Serpent

tnepres

Reversed variant of Serpent

twofish

Twofish

Note
It is currently assumed that these identifiers are case insensitive.

4.6. Encryption mode

The encryption mode consists of a string in the form:

chaining_mode[-initialization_vector_mode[:initialization_vector_options]]

Where known values of chaining mode are:

Value Description

cbc

Cipher-block chaining (CBC)

ecb

Electronic codebook (ECB)
Note that this chaining mode should not have a initialization vector mode set.

xts

XEX-based tweaked-codebook mode with ciphertext stealing (XTS)

What about ctr and lrw?

Note that currently it is assumed that these identifiers are case insensitive.

And known values of initialization vector mode are:

Value Description

benbi

The initialization vector is the 64-bit big-endian cipher block (or narrow block)-count (starting at 1).

essiv

Encrypted sector-salt initialization vector (ESSIV)
The "essiv" initialization vector mode requires a hash algorithm to be defined as an initialization vector option. This is specified in the form "essiv:hash", e.g. "essiv:sha256".

lmk

Compatible implementation of the block chaining mode used by the Loop-AES block device encryption system.

null

The initialization vector is always zero.

plain

The initialization vector is the 32-bit little-endian version of the sector number, padded with zeros if necessary.

plain64

The initialization vector is the 64-bit little-endian version of the sector number, padded with zeros if necessary.

plumb

Unimplemented?

Note
It is currently assumed that these identifiers are case insensitive.

4.7. Hashing method

Value Description

ripemd160

RIPEMD-160

sha1

SHA-1

sha224

SHA-224

sha256

SHA-256

sha512

SHA-512

wd256

Unknown

Note
It is currently assumed that these identifiers are case insensitive.

The hashing method must at least produce 20 bytes of hash data. Therefore hashing methods like: ghash, MD5 are unsupported.

4.8. Key slot

The key slot is 48 bytes in size and consists of:

Offset Size Value Description

0

4

State (of key slot)
0x0000dead ⇒ inactive (dead)
0x00ac71f3 ⇒ active

4

4

Key material number of iterations

8

32

Key material salt

40

4

Key material start sector

44

4

Key material number of (anti-forensic) stripes

5. Notes

Note that cryptsetup 1.3.1 requires at +2 MiB and it will not complain before hand if the volume is too small.

Running "cryptsetup luksFormat" will not initialize the encrypted volume data, the data is initialized on write. The uninitialized encrypted data is treated as-is on decryption.

More encryption methods can be found by running "cat /proc/crypto".

Appendix A: References

[FRUHWIRTH05]

Title: New Methods in Hard Disk Encryption

Author(s):

Clemens Fruhwirth <clemens@endorphin.org>

Date:

July 18, 2005

URL:

http://clemens.endorphin.org/nmihde/nmihde-A4-ds.pdf

[BROZ18]

Title: LUKS2 On-Disk Format Specification - Version 1.0.0

Author(s):

Milan Broz <gmazyland@gmail.com>

Date:

October 23, 2018

URL:

https://gitlab.com/cryptsetup/cryptsetup/blob/master/docs/on-disk-format-luks2.pdf

[FRUHWIRTH18]

Title: LUKS On-Disk Format Specification - Version 1.2.3

Author(s):

Clemens Fruhwirth <clemens@endorphin.org>

Date:

January 20, 2018

URL:

https://gitlab.com/cryptsetup/cryptsetup/-/wikis/LUKS-standard/on-disk-format.pdf

[CRYPTSETUP]

Title: Cryptsetup and LUKS - open-source disk encryption

URL:

https://gitlab.com/cryptsetup/cryptsetup/

[WIKIPEDIA-PBKDF2]

Title: PBKDF2

URL:

http://en.wikipedia.org/wiki/PBKDF2

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You may add a section Entitled "Endorsements", provided it contains nothing but endorsements of your Modified Version by various parties—for example, statements of peer review or that the text has been approved by an organization as the authoritative definition of a standard.

You may add a passage of up to five words as a Front-Cover Text, and a passage of up to 25 words as a Back-Cover Text, to the end of the list of Cover Texts in the Modified Version. Only one passage of Front-Cover Text and one of Back-Cover Text may be added by (or through arrangements made by) any one entity. If the Document already includes a cover text for the same cover, previously added by you or by arrangement made by the same entity you are acting on behalf of, you may not add another; but you may replace the old one, on explicit permission from the previous publisher that added the old one.

The author(s) and publisher(s) of the Document do not by this License give permission to use their names for publicity for or to assert or imply endorsement of any Modified Version.

5. COMBINING DOCUMENTS

You may combine the Document with other documents released under this License, under the terms defined in section 4 above for modified versions, provided that you include in the combination all of the Invariant Sections of all of the original documents, unmodified, and list them all as Invariant Sections of your combined work in its license notice, and that you preserve all their Warranty Disclaimers.

The combined work need only contain one copy of this License, and multiple identical Invariant Sections may be replaced with a single copy. If there are multiple Invariant Sections with the same name but different contents, make the title of each such section unique by adding at the end of it, in parentheses, the name of the original author or publisher of that section if known, or else a unique number. Make the same adjustment to the section titles in the list of Invariant Sections in the license notice of the combined work.

In the combination, you must combine any sections Entitled "History" in the various original documents, forming one section Entitled "History"; likewise combine any sections Entitled "Acknowledgements", and any sections Entitled "Dedications". You must delete all sections Entitled "Endorsements".

6. COLLECTIONS OF DOCUMENTS

You may make a collection consisting of the Document and other documents released under this License, and replace the individual copies of this License in the various documents with a single copy that is included in the collection, provided that you follow the rules of this License for verbatim copying of each of the documents in all other respects.

You may extract a single document from such a collection, and distribute it individually under this License, provided you insert a copy of this License into the extracted document, and follow this License in all other respects regarding verbatim copying of that document.

7. AGGREGATION WITH INDEPENDENT WORKS

A compilation of the Document or its derivatives with other separate and independent documents or works, in or on a volume of a storage or distribution medium, is called an "aggregate" if the copyright resulting from the compilation is not used to limit the legal rights of the compilation’s users beyond what the individual works permit. When the Document is included in an aggregate, this License does not apply to the other works in the aggregate which are not themselves derivative works of the Document.

If the Cover Text requirement of section 3 is applicable to these copies of the Document, then if the Document is less than one half of the entire aggregate, the Document’s Cover Texts may be placed on covers that bracket the Document within the aggregate, or the electronic equivalent of covers if the Document is in electronic form. Otherwise they must appear on printed covers that bracket the whole aggregate.

8. TRANSLATION

Translation is considered a kind of modification, so you may distribute translations of the Document under the terms of section 4. Replacing Invariant Sections with translations requires special permission from their copyright holders, but you may include translations of some or all Invariant Sections in addition to the original versions of these Invariant Sections. You may include a translation of this License, and all the license notices in the Document, and any Warranty Disclaimers, provided that you also include the original English version of this License and the original versions of those notices and disclaimers. In case of a disagreement between the translation and the original version of this License or a notice or disclaimer, the original version will prevail.

If a section in the Document is Entitled "Acknowledgements", "Dedications", or "History", the requirement (section 4) to Preserve its Title (section 1) will typically require changing the actual title.

9. TERMINATION

You may not copy, modify, sublicense, or distribute the Document except as expressly provided under this License. Any attempt otherwise to copy, modify, sublicense, or distribute it is void, and will automatically terminate your rights under this License.

However, if you cease all violation of this License, then your license from a particular copyright holder is reinstated (a) provisionally, unless and until the copyright holder explicitly and finally terminates your license, and (b) permanently, if the copyright holder fails to notify you of the violation by some reasonable means prior to 60 days after the cessation.

Moreover, your license from a particular copyright holder is reinstated permanently if the copyright holder notifies you of the violation by some reasonable means, this is the first time you have received notice of violation of this License (for any work) from that copyright holder, and you cure the violation prior to 30 days after your receipt of the notice.

Termination of your rights under this section does not terminate the licenses of parties who have received copies or rights from you under this License. If your rights have been terminated and not permanently reinstated, receipt of a copy of some or all of the same material does not give you any rights to use it.

10. FUTURE REVISIONS OF THIS LICENSE

The Free Software Foundation may publish new, revised versions of the GNU Free Documentation License from time to time. Such new versions will be similar in spirit to the present version, but may differ in detail to address new problems or concerns. See http://www.gnu.org/copyleft/.

Each version of the License is given a distinguishing version number. If the Document specifies that a particular numbered version of this License "or any later version" applies to it, you have the option of following the terms and conditions either of that specified version or of any later version that has been published (not as a draft) by the Free Software Foundation. If the Document does not specify a version number of this License, you may choose any version ever published (not as a draft) by the Free Software Foundation. If the Document specifies that a proxy can decide which future versions of this License can be used, that proxy’s public statement of acceptance of a version permanently authorizes you to choose that version for the Document.

11. RELICENSING

"Massive Multiauthor Collaboration Site" (or "MMC Site") means any World Wide Web server that publishes copyrightable works and also provides prominent facilities for anybody to edit those works. A public wiki that anybody can edit is an example of such a server. A "Massive Multiauthor Collaboration" (or "MMC") contained in the site means any set of copyrightable works thus published on the MMC site.

"CC-BY-SA" means the Creative Commons Attribution-Share Alike 3.0 license published by Creative Commons Corporation, a not-for-profit corporation with a principal place of business in San Francisco, California, as well as future copyleft versions of that license published by that same organization.

"Incorporate" means to publish or republish a Document, in whole or in part, as part of another Document.

An MMC is "eligible for relicensing" if it is licensed under this License, and if all works that were first published under this License somewhere other than this MMC, and subsequently incorporated in whole or in part into the MMC, (1) had no cover texts or invariant sections, and (2) were thus incorporated prior to November 1, 2008.

The operator of an MMC Site may republish an MMC contained in the site under CC-BY-SA on the same site at any time before August 1, 2009, provided the MMC is eligible for relicensing.