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Strain Finder

Citation:

Link to data from the paper (delete spaces from URL):

  • https://www. dropbox .com/sh/kfiu4wb53oemn6j/AAB13sgaKS7MV4lVqXLCxTuMa?dl=0

If you have any questions about Strain Finder, feel free to contact me (csmillie AT mit DOT edu).

Credits

Overview

Strain Finder takes as input a reference genome alignment and the number of strains to infer. It finds maximum likelihood estimates for the strain genotypes and the strain frequencies across all metagenomes.

Strain Finder uses the EM algorithm to perform the optimization. Because EM only converges to a local optimum, but not necessarily a global optimum, you should run Strain Finder with many initial conditions and select the estimate with the best likelihood. Additionally, because the number of strains is not known in advance, you should run it for 2-N strains. You can select the optimal number of strains with model selection criteria, such as AIC, BIC, or the LRT.

Note

Strain Finder takes a long time to run. If you are not getting good results, please let it run for a longer period of time. For example, in the Strain Finder paper, to estimate strains for 649 reference genomes across ~100 samples, I used 100-200 cores for 48+ hours.

Quick start

The input to Strain Finder is a cPickled numpy alignment (see "Preprocessing" details below). To generate this file, map your metagenomes against a reference, then use a variant caller (such as mpileup) to count the SNPs at every position. It is important that you only include polymorphic positions in this alignment. The reference should be limited to "core genes" shared by all strains, as copy number variation will distort the SNP frequencies that are associated with each strain. Once you have generated this file, you are ready to use Strain Finder. The easiest way to run StrainFinder is something like this:

python StrainFinder.py --aln aln.cpickle -N 5 --max_reps 10 --dtol 1 --ntol 2 --max_time 3600 --converge --em em.cpickle --em_out em.cpickle --otu_out otu_table.txt --log log.txt --n_keep 3 --force_update --merge_output --msg

This is only an example showing the syntax. To obtain better estimates, you often need to run Strain Finder for a longer period of time.

This command reads the alignment data from aln.cpickle (or em.cpickle if it exists). It estimates strains from --max_reps 10 initial conditions, keeping the 3 best estimates. Each search terminates after the local convergence criteria (specified by --dtol and --ntol) have been met, or if the --max_time limit of 3600 seconds has been reached. New searches started with the --converge command will pick up where the last search left off. It saves the results in em.cPickle and writes the strain profiles to otu_table.txt. For parallelization, you can submit many identical jobs and they will optimize different estimates, communicating via log.txt.

Preprocessing

There are many ways to generate the input data for Strain Finder. We provide an example pipeline in the "preprocess" directory, but this is only an example and we encourage you to modify it as needed. The commands you need to run are provided by the "0.run.py" script (note: this script does not run the commands itself). The basic outline is:

  1. Align metagenomes to reference database with BWA
  2. Filter SAM files by percent identity and match length
  3. Convert SAM files into sorted BAM files
  4. Make "gene file" for kpileup (similar to mpileup)
  5. Use kpileup to count SNPs at each alignment site
  6. Merge kpileup files and convert to numpy array format
  7. Filter numpy alignments by coverage
  8. Write separate numpy alignments for each genome

The input files are described below and examples are provided in the "preprocess" directory on GitHub.

--fastqs: A list of metagenomic FASTQ files to map (newline-separated)

--ref: Reference FASTA database to use (indexed with BWA)

--map: Map of genomes to contigs in the reference database (tab-delimited)

There are optional arguments controlling mapping quality, alignment filtering, etc.

Inputs

• Numpy array (--aln)

To start, the input to Strain Finder is a cPickle numpy array with dimensions (M, L, 4), with:

M = number of samples
L = number of alignment positions (alignment length)
4 = nucleotides (A,C,G,T)

This array is your alignment. Each entry (i,j,k) represents how often you observe nucleotide k at position j in sample i of your alignment. For details on how to make this file, see the "Preprocessing" section at the beginning of this tutorial.

• EM file (--em)

Alternatively, if you have run Strain Finder and saved the results as an EM object, you can input this file directly using the '--em' option. This lets you refine estimates in your EM object or explore more initial conditions.

• Simulated data (--sim)

You can also simulate alignments with the options in the 'Simulation' group. Strain genotypes can be simulated on a phylogenetic tree with the --phylo and -u options. You can also add noise to your alignment with the --noise option.

Search strategies

Strain Finder starts with an initial guess for the strain genotypes. This guess is informed by the majority SNPs in each sample. Strain Finder then uses the EM algorithm to iteratively optimize the strain frequencies and genotypes until they converge onto a final estimate. The --max_reps option specifies the number of initial conditions to explore. After an EM object has exceeded --max_reps, it will no longer perform additional searches.

At any given time, Strain Finder will only hold a fixed number of estimates. You can control this number with the --n_keep option. For example, --n_keep 3 tells Strain Finder to save the 3 estimates with the best log-likelihoods. If it finds a better estimate, it will automatically replace the estimate with the lowest log-likelihood.

Local convergence

At a certain point, Strain Finder will stop making significant gains in likelihood. When this happens, it is better to search more initial conditions than to refine your current estimate. After each iteration, Strain Finder measures the log-likelihood increase. If this increase is less than --dtol for --ntol iterations, then the current estimate has converged. There is not a good way to select these parameters. I suggest starting with --dtol 1 and --ntol 3. You can also set these using the log-likelihood improvements reported in the --log file after estimates have converged.

Global convergence

You can also specify global convergence criteria (i.e. convergence between estimates). For example, suppose that after searching 100 initial conditions, your best estimates have all converged on a common solution. The degree to which these estimates must converge can be specified with the --min_fdist and --min_gdist options. Strain Finder only looks at SNPs, so the genetic distance is not for the full alignment.

Parallelization

Strain Finder uses the --log file to support parallelization. By reading and writing to this file, multiple processes can communicate the results of their optimizations with each other. It is much faster to read this file than it is to load an EM object, only to discover it has already been optimized.

The --max_time option interrupts a search if it has hit the time limit and saves the results before exiting. This is useful if your cluster imposes time limits on submitted jobs.

Output files

• EM file (--em_out)

An EM object is a binary cPickled file. This object holds: (1) the input alignment, (2) simulated data (a Data object), (3) the strain genotypes, and the strain frequencies (Estimate objects).

To load the EM object:

from StrainFinder import *
import cPickle
em = cPickle.load(open(em_file, 'rb'))

To access the alignment data in an EM object:

em.data # data object
em.data.x # alignment data, dim = (M x L x 4)

To access the estimates in an EM object:

em.estimates # list of estimate objects
em.select_best_estimates(1) # estimate with best likelihood

To access the strain genotypes of an estimate:

em.estimates[0].p # genotypes of first estimate, dim = (N x L x 4)
em.estimates[0].p.get_genotypes() # fasta format

To access the strain frequencies of an estimate:

em.estimates[0].z # frequencies of first estimate, dim = (M x N)

• Alignment (--aln_out)

If you simulated an alignment, you can save it as a cPickled numpy array using this option.

• Data object (--data_out)

If you simulated an alignment, you can save the alignment, along with the underlying strain genotypes and strain frequencies, using this option.

• OTU table (--otu_out) This writes the strain genotypes and strain frequencies as an OTU table. The strain genotypes are included in the OTU names.

Model selection

Strain Finder stores the AIC and BIC scores for each estimate. To select the best model by AIC:

from StrainFinder import *
import cPickle, numpy

# Get filenames of EM objects
fns = ['em_object.n%d.cpickle' %(n) for n in range(2,10)]

# Load EM objects
ems = [cPickle.load(open(fn, 'rb')) for fn in fns]

# Get the best AIC in each EM object
aics = [em.select_best_estimates(1)[0].aic for em in ems]

# Select EM with the minimum AIC
best_em = ems[numpy.argmin(aics)]

Extras

Strain Finder also has options for robust estimation (automatically ignore incompatible alignment sites) and to exhaustively search strain genotype space (instead of numerical optimization).

Notes

• Do not use the shallow and deep search options. Instead, use the search strategy outlined above (--max_reps and local convergence)

• The global convergence criteria do not work with insufficient data. Future plans to mask low coverage sites when calculating the genotype distances among estimates

• In general, always use --merge_out, --force_update, and --msg

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