SEC-113 - Add a new North American securities folder and related ontology covering US-specific securities regulations

AboutFIBOProd-IncludingReferenceData.rdf

@@ -26,9 +26,9 @@
 		<dct:abstract>This ontology is provided for the convenience of FIBO users. It loads the latest FIBO production ontologies, including reference data but excluding examples, based on the contents of GitHub, rather than those that comprise a specific version, such as a quarterly release. By reference data we mean ISO currency codes and USPS individuals in FND, juridictions and governments in BE, regulatory agencies and related financial services entities as well as business centers and MIC codes in FBC, FpML interest rates in IND, CFI codes in SEC (incomplete but planned for extension in subsequent releases), and so forth. Note that metadata files and other 'load' files, such as the various domain-specific 'all' files, are intentionally excluded.</dct:abstract>
 		<dct:issued rdf:datatype="&xsd;dateTime">2018-03-31T18:00:00</dct:issued>
 		<dct:license rdf:datatype="&xsd;anyURI">https://opensource.org/licenses/MIT</dct:license>
-		<dct:modified rdf:datatype="&xsd;dateTime">2023-09-22T18:00:00</dct:modified>
-		<cmns-av:copyright>Copyright (c) 2013-2023 EDM Council, Inc.</cmns-av:copyright>
-		<cmns-av:copyright>Copyright (c) 2013-2023 Object Management Group, Inc.</cmns-av:copyright>
+		<dct:modified rdf:datatype="&xsd;dateTime">2024-06-28T18:00:00</dct:modified>
+		<cmns-av:copyright>Copyright (c) 2013-2024 EDM Council, Inc.</cmns-av:copyright>
+		<cmns-av:copyright>Copyright (c) 2013-2024 Object Management Group, Inc.</cmns-av:copyright>
 		<rdfs:seeAlso rdf:datatype="&xsd;anyURI">https://spec.edmcouncil.org/fibo/</rdfs:seeAlso>
 
 	<!-- 
@@ -369,6 +369,7 @@
 
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Funds/Funds/"/>
 
+		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/NorthAmericanSecurities/USSecuritiesRestrictions/"/>
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/Baskets/"/>
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/ParametricSchedules/"/>
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/Pools/"/>
@@ -380,7 +381,7 @@
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/SecuritiesRestrictions/"/>
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/SecurityAssets/"/>
 
-		<owl:versionIRI rdf:resource="https://spec.edmcouncil.org/fibo/ontology/20230901/AboutFIBOProd-IncludingReferenceData/"/>
+		<owl:versionIRI rdf:resource="https://spec.edmcouncil.org/fibo/ontology/20240601/AboutFIBOProd-IncludingReferenceData/"/>
  </owl:Ontology>
 
 </rdf:RDF>

AboutFIBOProd.rdf

@@ -26,9 +26,9 @@
 		<dct:abstract>This ontology is provided for the convenience of FIBO users. It loads all of the very latest FIBO production ontologies based on the contents of GitHub, rather than those that comprise a specific version, such as a quarterly release. Note that metadata files and other 'load' files, such as the various domain-specific 'all' files, are intentionally excluded.</dct:abstract>
 		<dct:issued rdf:datatype="&xsd;dateTime">2018-03-31T18:00:00</dct:issued>
 		<dct:license rdf:datatype="&xsd;anyURI">https://opensource.org/licenses/MIT</dct:license>
-		<dct:modified rdf:datatype="&xsd;dateTime">2023-09-22T18:00:00</dct:modified>
-		<cmns-av:copyright>Copyright (c) 2013-2023 EDM Council, Inc.</cmns-av:copyright>
-		<cmns-av:copyright>Copyright (c) 2013-2023 Object Management Group, Inc.</cmns-av:copyright>	
+		<dct:modified rdf:datatype="&xsd;dateTime">2024-06-28T18:00:00</dct:modified>
+		<cmns-av:copyright>Copyright (c) 2013-2024 EDM Council, Inc.</cmns-av:copyright>
+		<cmns-av:copyright>Copyright (c) 2013-2024 Object Management Group, Inc.</cmns-av:copyright>	
 		<rdfs:seeAlso rdf:datatype="&xsd;anyURI">https://spec.edmcouncil.org/fibo/</rdfs:seeAlso>
 
 	<!-- 
@@ -267,7 +267,7 @@
 	//
 	///////////////////////////////////////////////////////////////////////////////////////
 	-->
-	 
+
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Debt/AssetBackedSecurities/"/>
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Debt/Bonds/"/>
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Debt/DebtInstruments/"/>
@@ -282,6 +282,7 @@
 
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Funds/Funds/"/>
 
+		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/NorthAmericanSecurities/USSecuritiesRestrictions/"/>
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/Baskets/"/>
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/ParametricSchedules/"/>
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/Pools/"/>
@@ -293,7 +294,7 @@
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/SecuritiesRestrictions/"/>
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/SecurityAssets/"/>
 
-		<owl:versionIRI rdf:resource="https://spec.edmcouncil.org/fibo/ontology/20230901/AboutFIBOProd/"/>
+		<owl:versionIRI rdf:resource="https://spec.edmcouncil.org/fibo/ontology/20240601/AboutFIBOProd/"/>
  </owl:Ontology>
 
 </rdf:RDF>

BE/OwnershipAndControl/OwnershipParties.rdf

@@ -76,6 +76,7 @@
 		<skos:changeNote>The https://spec.edmcouncil.org/fibo/ontology/BE/20230101/OwnershipAndControl/OwnershipParties.rdf version of this ontology was modified to use the Commons Ontology Library (Commons) rather than the OMG&apos;s Languages, Countries and Codes (LCC) and to eliminate redundancies in FIBO as appropriate.</skos:changeNote>
 		<skos:changeNote>The https://spec.edmcouncil.org/fibo/ontology/BE/20230301/OwnershipAndControl/OwnershipParties.rdf version of this ontology was modified to replace concepts from several FIBO FND ontologies with their counterparts added to the Commons Ontology Library (Commons) v1.1 and clean up a few definitions.</skos:changeNote>
 		<skos:changeNote>The https://spec.edmcouncil.org/fibo/ontology/BE/20231201/OwnershipAndControl/OwnershipParties.rdf version of this ontology was modified to replace additional concepts from FIBO FND with their counterparts added to the Commons Ontology Library (Commons) v1.1.</skos:changeNote>
+		<skos:changeNote>The https://spec.edmcouncil.org/fibo/ontology/BE/20240101/OwnershipAndControl/OwnershipParties.rdf version of this ontology was modified to add a parent class of contract party to the definition of investory (SEC-113).</skos:changeNote>
 		<fibo-fnd-utl-av:hasMaturityLevel rdf:resource="&fibo-fnd-utl-av;Release"/>
 		<cmns-av:copyright>Copyright (c) 2013-2024 EDM Council, Inc.</cmns-av:copyright>
 		<cmns-av:copyright>Copyright (c) 2013-2024 Object Management Group, Inc.</cmns-av:copyright>
@@ -221,6 +222,7 @@
 
 	<owl:Class rdf:about="&fibo-be-oac-opty;Investor">
 		<rdfs:subClassOf rdf:resource="&fibo-be-oac-opty;EntityOwner"/>
+		<rdfs:subClassOf rdf:resource="&fibo-fnd-agr-ctr;ContractParty"/>
 		<rdfs:subClassOf>
 			<owl:Restriction>
 				<owl:onProperty rdf:resource="&fibo-fnd-rel-rel;holds"/>

SEC/AllSEC-NorthAmerica.rdf

@@ -0,0 +1,66 @@
+<?xml version="1.0" encoding="UTF-8"?>
+<!DOCTYPE rdf:RDF [
+	<!ENTITY cmns-av "https://www.omg.org/spec/Commons/AnnotationVocabulary/">
+	<!ENTITY dct "http://purl.org/dc/terms/">
+	<!ENTITY fibo-fnd-utl-av "https://spec.edmcouncil.org/fibo/ontology/FND/Utilities/AnnotationVocabulary/">
+	<!ENTITY fibo-sec-sec-usrst "https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/NorthAmericanSecurities/USSecuritiesRestrictions/">
+	<!ENTITY fibo-secna-all "https://spec.edmcouncil.org/fibo/ontology/SEC/AllSEC-NorthAmerica/">
+	<!ENTITY owl "http://www.w3.org/2002/07/owl#">
+	<!ENTITY rdf "http://www.w3.org/1999/02/22-rdf-syntax-ns#">
+	<!ENTITY rdfs "http://www.w3.org/2000/01/rdf-schema#">
+	<!ENTITY skos "http://www.w3.org/2004/02/skos/core#">
+	<!ENTITY xsd "http://www.w3.org/2001/XMLSchema#">
+]>
+<rdf:RDF xml:base="https://spec.edmcouncil.org/fibo/ontology/SEC/AllSEC-NorthAmerica/"
+	xmlns:cmns-av="https://www.omg.org/spec/Commons/AnnotationVocabulary/"
+	xmlns:dct="http://purl.org/dc/terms/"
+	xmlns:fibo-fnd-utl-av="https://spec.edmcouncil.org/fibo/ontology/FND/Utilities/AnnotationVocabulary/"
+	xmlns:fibo-sec-sec-usrst="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/NorthAmericanSecurities/USSecuritiesRestrictions/"
+	xmlns:fibo-secna-all="https://spec.edmcouncil.org/fibo/ontology/SEC/AllSEC-NorthAmerica/"
+	xmlns:owl="http://www.w3.org/2002/07/owl#"
+	xmlns:rdf="http://www.w3.org/1999/02/22-rdf-syntax-ns#"
+	xmlns:rdfs="http://www.w3.org/2000/01/rdf-schema#"
+	xmlns:skos="http://www.w3.org/2004/02/skos/core#"
+	xmlns:xsd="http://www.w3.org/2001/XMLSchema#">
+
+	<owl:Ontology rdf:about="https://spec.edmcouncil.org/fibo/ontology/SEC/AllSEC-NorthAmerica/">
+		<rdfs:label>all SEC, North American Extension</rdfs:label>
+		<dct:abstract>The FIBO Securities (SEC) domain provides a model of concepts that are common to financial instruments that are also securities, including but not limited to exchange-traded securities. High-level concepts relevant to securities classification, identification, issuance, and registration of securities generally are covered, as well as additional detail for equities, debt instruments, and funds. More details defining derivatives in particular are covered in a separate derivatives domain area.</dct:abstract>
+		<dct:contributor>Adaptive, Inc.</dct:contributor>
+		<dct:contributor>BIAN</dct:contributor>
+		<dct:contributor>Bloomberg LP</dct:contributor>
+		<dct:contributor>Citigroup</dct:contributor>
+		<dct:contributor>Credit Suisse</dct:contributor>
+		<dct:contributor>Dassault Systemes / No Magic</dct:contributor>
+		<dct:contributor>Deutsche Bank</dct:contributor>
+		<dct:contributor>Exprentis</dct:contributor>
+		<dct:contributor>Federated Knowledge LLC</dct:contributor>
+		<dct:contributor>Goldman Sachs</dct:contributor>
+		<dct:contributor>HP Enterprise / Mphasis</dct:contributor>
+		<dct:contributor>John F. Gemski</dct:contributor>
+		<dct:contributor>John F. Tierney</dct:contributor>
+		<dct:contributor>Mizuho</dct:contributor>
+		<dct:contributor>Nordea Bank AB</dct:contributor>
+		<dct:contributor>Office of Financial Research (US Dept of the Treasury)</dct:contributor>
+		<dct:contributor>Quarule</dct:contributor>
+		<dct:contributor>State Street Bank and Trust</dct:contributor>
+		<dct:contributor>Statistics Canada</dct:contributor>
+		<dct:contributor>Tahoe Blue Ltd</dct:contributor>
+		<dct:contributor>Thematix Partners LLC</dct:contributor>
+		<dct:contributor>Wells Fargo Bank, N.A.</dct:contributor>
+		<dct:contributor>agnos.ai U.K. Ltd</dct:contributor>
+		<dct:issued rdf:datatype="&xsd;dateTime">2024-06-07T18:00:00</dct:issued>
+		<dct:license rdf:datatype="&xsd;anyURI">https://opensource.org/licenses/MIT</dct:license>
+		<dct:modified rdf:datatype="&xsd;dateTime">2024-06-07T18:00:00</dct:modified>
+		<dct:title>EDMC Financial Industry Business Ontology (FIBO) Securities (SEC) Domain, North American Extension</dct:title>
+		<rdfs:seeAlso rdf:resource="https://spec.edmcouncil.org/fibo/"/>
+		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/IND/AllIND-NorthAmerica/"/>
+		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/AllSEC/"/>
+		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/NorthAmericanSecurities/USSecuritiesRestrictions/"/>
+		<owl:versionIRI rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/20240601/AllSEC-NorthAmerica/"/>
+		<cmns-av:copyright>Copyright (c) 2024 EDM Council, Inc.</cmns-av:copyright>
+		<cmns-av:copyright>Copyright (c) 2024 Object Management Group, Inc.</cmns-av:copyright>
+		<cmns-av:explanatoryNote>The &apos;all&apos; ontology for the North American Extension of SEC is provided for convenience for FIBO users. This ontology does not add new assertions, but imports most of the Production (Released) ontologies that comprise the FIBO Foundations (FND), Business Entities (BE), Financial Business and Commerce (FBC), and Indices and Indicators (IND) domains, including all of FND but excluding individuals for European governments and jurisdictions, financial services and regulatory organizations and related registries, as well as the related LCC region-specific ontologies.</cmns-av:explanatoryNote>
+	</owl:Ontology>
+
+</rdf:RDF>

SEC/AllSEC-ReferenceIndividuals.rdf

@@ -53,16 +53,16 @@
 		<dct:contributor>agnos.ai U.K. Ltd</dct:contributor>
 		<dct:issued rdf:datatype="&xsd;dateTime">2018-03-31T18:00:00</dct:issued>
 		<dct:license rdf:datatype="&xsd;anyURI">http://opensource.org/licenses/MIT</dct:license>
-		<dct:modified rdf:datatype="&xsd;dateTime">2023-02-03T18:00:00</dct:modified>
+		<dct:modified rdf:datatype="&xsd;dateTime">2024-06-28T18:00:00</dct:modified>
 		<dct:title>EDMC Financial Industry Business Ontology (FIBO) Securities (SEC) Domain with Reference Individuals</dct:title>
 		<rdfs:seeAlso rdf:resource="https://www.edmcouncil.org/fibo/"/>
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/IND/AllIND-ReferenceRates/"/>
-		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/AllSEC/"/>
+		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/AllSEC-NorthAmerica/"/>
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Equities/EquityCFIClassificationIndividuals/"/>
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/SecuritiesIdentificationIndividuals/"/>
-		<owl:versionIRI rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/20230201/AllSEC-ReferenceIndividuals/"/>
-		<cmns-av:copyright>Copyright (c) 2018-2023 EDM Council, Inc.</cmns-av:copyright>
-		<cmns-av:copyright>Copyright (c) 2018-2023 Object Management Group, Inc.</cmns-av:copyright>
+		<owl:versionIRI rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/20240601/AllSEC-ReferenceIndividuals/"/>
+		<cmns-av:copyright>Copyright (c) 2018-2024 EDM Council, Inc.</cmns-av:copyright>
+		<cmns-av:copyright>Copyright (c) 2018-2024 Object Management Group, Inc.</cmns-av:copyright>
 		<cmns-av:explanatoryNote>The &apos;all&apos; ontology for SEC is provided for convenience for FIBO users. This ontology does not add new assertions, but imports all of the Production (Released) ontologies that comprise the FIBO Foundations (FND), Business Entities (BE), Financial Business and Commerce (FBC), Indices and Indicators (IND), and Securities (SEC) domains, including all individuals.</cmns-av:explanatoryNote>
 	</owl:Ontology>
 

SEC/Securities/MetadataSECSecurities.rdf

@@ -25,13 +25,13 @@
 		<rdfs:label>Metadata about the EDMC-FIBO Securities (SEC), Securities Module</rdfs:label>
 		<dct:abstract>The SEC Securities Module covers basic information that are common to many securities, including classification schemes, parametric schedules, and common identification, issuance, listing, and restriction-specific concepts. This ontology provides metadata about the Securities module and its contents.</dct:abstract>
 		<dct:issued rdf:datatype="&xsd;dateTime">2018-03-31T18:00:00</dct:issued>
-		<dct:license rdf:datatype="&xsd;anyURI">http://opensource.org/licenses/MIT</dct:license>
-		<dct:modified rdf:datatype="&xsd;dateTime">2023-02-03T18:00:00</dct:modified>
+		<dct:license rdf:datatype="&xsd;anyURI">https://opensource.org/licenses/MIT</dct:license>
+		<dct:modified rdf:datatype="&xsd;dateTime">2024-06-07T18:00:00</dct:modified>
 		<owl:imports rdf:resource="https://spec.edmcouncil.org/fibo/ontology/FND/Utilities/AnnotationVocabulary/"/>
 		<owl:imports rdf:resource="https://www.omg.org/spec/Commons/AnnotationVocabulary/"/>
-		<owl:versionIRI rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/20230201/Securities/MetadataSECSecurities/"/>
-		<cmns-av:copyright>Copyright (c) 2018-2023 EDM Council, Inc.</cmns-av:copyright>
-		<cmns-av:copyright>Copyright (c) 2018-2023 Object Management Group, Inc.</cmns-av:copyright>
+		<owl:versionIRI rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/20240601/Securities/MetadataSECSecurities/"/>
+		<cmns-av:copyright>Copyright (c) 2018-2024 EDM Council, Inc.</cmns-av:copyright>
+		<cmns-av:copyright>Copyright (c) 2018-2024 Object Management Group, Inc.</cmns-av:copyright>
 	</owl:Ontology>
 
 	<owl:NamedIndividual rdf:about="&fibo-sec-sec-mod;SecuritiesModule">
@@ -62,6 +62,7 @@
 		<dct:contributor>Wells Fargo Bank, N.A.</dct:contributor>
 		<dct:contributor>agnos.ai U.K. Ltd</dct:contributor>
 		<dct:hasPart rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/Baskets/"/>
+		<dct:hasPart rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/NorthAmericanSecurities/USSecuritiesRestrictions/"/>
 		<dct:hasPart rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/ParametricSchedules/"/>
 		<dct:hasPart rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/Pools/"/>
 		<dct:hasPart rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/SecuritiesClassification/"/>
@@ -71,12 +72,12 @@
 		<dct:hasPart rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/SecuritiesListings/"/>
 		<dct:hasPart rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/SecuritiesRestrictions/"/>
 		<dct:hasPart rdf:resource="https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/SecurityAssets/"/>
-		<dct:license rdf:datatype="&xsd;anyURI">http://opensource.org/licenses/MIT</dct:license>
+		<dct:license rdf:datatype="&xsd;anyURI">https://opensource.org/licenses/MIT</dct:license>
 		<dct:title>FIBO SEC Securities Module</dct:title>
 		<dct:title>Financial Industry Business Ontology (FIBO) Securities and Equities (SEC) Securities Module</dct:title>
 		<rdfs:seeAlso rdf:resource="https://www.edmcouncil.org/fibo/"/>
-		<cmns-av:copyright>Copyright (c) 2018-2023 EDM Council, Inc.</cmns-av:copyright>
-		<cmns-av:copyright>Copyright (c) 2018-2023 Object Management Group, Inc.</cmns-av:copyright>
+		<cmns-av:copyright>Copyright (c) 2018-2024 EDM Council, Inc.</cmns-av:copyright>
+		<cmns-av:copyright>Copyright (c) 2018-2024 Object Management Group, Inc.</cmns-av:copyright>
 	</owl:NamedIndividual>
 
 </rdf:RDF>