[HUDI-3661] Flink async compaction is not thread safe when use waterm…

…ark (#7399) (#7465)

(cherry picked from commit 86d1e39)

hudi-flink-datasource/hudi-flink/src/main/java/org/apache/hudi/sink/clustering/ClusteringOperator.java

@@ -60,6 +60,7 @@
 import org.apache.flink.streaming.api.operators.BoundedOneInput;
 import org.apache.flink.streaming.api.operators.OneInputStreamOperator;
 import org.apache.flink.streaming.api.operators.Output;
+import org.apache.flink.streaming.api.watermark.Watermark;
 import org.apache.flink.streaming.runtime.streamrecord.StreamRecord;
 import org.apache.flink.table.data.RowData;
 import org.apache.flink.table.data.binary.BinaryRowData;
@@ -159,7 +160,12 @@ public void open() throws Exception {
       this.executor = NonThrownExecutor.builder(LOG).build();
     }
 
-    collector = new StreamRecordCollector<>(output);
+    this.collector = new StreamRecordCollector<>(output);
+  }
+
+  @Override
+  public void processWatermark(Watermark mark) {
+    // no need to propagate the watermark
   }
 
   @Override

hudi-flink-datasource/hudi-flink/src/main/java/org/apache/hudi/sink/compact/CompactFunction.java → hudi-flink-datasource/hudi-flink/src/main/java/org/apache/hudi/sink/compact/CompactOperator.java

@@ -31,7 +31,11 @@
 
 import org.apache.flink.annotation.VisibleForTesting;
 import org.apache.flink.configuration.Configuration;
-import org.apache.flink.streaming.api.functions.ProcessFunction;
+import org.apache.flink.streaming.api.operators.OneInputStreamOperator;
+import org.apache.flink.streaming.api.watermark.Watermark;
+import org.apache.flink.streaming.runtime.streamrecord.StreamRecord;
+import org.apache.flink.table.runtime.operators.TableStreamOperator;
+import org.apache.flink.table.runtime.util.StreamRecordCollector;
 import org.apache.flink.util.Collector;
 import org.slf4j.Logger;
 import org.slf4j.LoggerFactory;
@@ -40,11 +44,12 @@
 import java.util.List;
 
 /**
- * Function to execute the actual compaction task assigned by the compaction plan task.
+ * Operator to execute the actual compaction task assigned by the compaction plan task.
  * In order to execute scalable, the input should shuffle by the compact event {@link CompactionPlanEvent}.
  */
-public class CompactFunction extends ProcessFunction<CompactionPlanEvent, CompactionCommitEvent> {
-  private static final Logger LOG = LoggerFactory.getLogger(CompactFunction.class);
+public class CompactOperator extends TableStreamOperator<CompactionCommitEvent>
+    implements OneInputStreamOperator<CompactionPlanEvent, CompactionCommitEvent> {
+  private static final Logger LOG = LoggerFactory.getLogger(CompactOperator.class);
 
   /**
    * Config options.
@@ -71,22 +76,34 @@ public class CompactFunction extends ProcessFunction<CompactionPlanEvent, Compac
    */
   private transient NonThrownExecutor executor;
 
-  public CompactFunction(Configuration conf) {
+  /**
+   * Output records collector.
+   */
+  private transient StreamRecordCollector<CompactionCommitEvent> collector;
+
+  public CompactOperator(Configuration conf) {
     this.conf = conf;
     this.asyncCompaction = OptionsResolver.needsAsyncCompaction(conf);
   }
 
   @Override
-  public void open(Configuration parameters) throws Exception {
+  public void open() throws Exception {
     this.taskID = getRuntimeContext().getIndexOfThisSubtask();
     this.writeClient = FlinkWriteClients.createWriteClient(conf, getRuntimeContext());
     if (this.asyncCompaction) {
       this.executor = NonThrownExecutor.builder(LOG).build();
     }
+    this.collector = new StreamRecordCollector<>(output);
+  }
+
+  @Override
+  public void processWatermark(Watermark mark) {
+    // no need to propagate the watermark
   }
 
   @Override
-  public void processElement(CompactionPlanEvent event, Context context, Collector<CompactionCommitEvent> collector) throws Exception {
+  public void processElement(StreamRecord<CompactionPlanEvent> record) throws Exception {
+    final CompactionPlanEvent event = record.getValue();
     final String instantTime = event.getCompactionInstantTime();
     final CompactionOperation compactionOperation = event.getOperation();
     if (asyncCompaction) {

hudi-flink-datasource/hudi-flink/src/main/java/org/apache/hudi/sink/compact/CompactionCommitEvent.java

@@ -24,7 +24,7 @@
 import java.util.List;
 
 /**
- * Represents a commit event from the compaction task {@link CompactFunction}.
+ * Represents a commit event from the compaction task {@link CompactOperator}.
  */
 public class CompactionCommitEvent implements Serializable {
   private static final long serialVersionUID = 1L;

hudi-flink-datasource/hudi-flink/src/main/java/org/apache/hudi/sink/compact/HoodieFlinkCompactor.java

@@ -41,7 +41,6 @@
 import org.apache.flink.client.deployment.application.ApplicationExecutionException;
 import org.apache.flink.configuration.Configuration;
 import org.apache.flink.streaming.api.environment.StreamExecutionEnvironment;
-import org.apache.flink.streaming.api.operators.ProcessOperator;
 import org.slf4j.Logger;
 import org.slf4j.LoggerFactory;
 
@@ -312,7 +311,7 @@ private void compact() throws Exception {
           .rebalance()
           .transform("compact_task",
               TypeInformation.of(CompactionCommitEvent.class),
-              new ProcessOperator<>(new CompactFunction(conf)))
+              new CompactOperator(conf))
           .setParallelism(compactionParallelism)
           .addSink(new CompactionCommitSink(conf))
           .name("compaction_commit")

hudi-flink-datasource/hudi-flink/src/main/java/org/apache/hudi/sink/utils/Pipelines.java

@@ -39,7 +39,7 @@
 import org.apache.hudi.sink.clustering.ClusteringPlanEvent;
 import org.apache.hudi.sink.clustering.ClusteringPlanOperator;
 import org.apache.hudi.sink.common.WriteOperatorFactory;
-import org.apache.hudi.sink.compact.CompactFunction;
+import org.apache.hudi.sink.compact.CompactOperator;
 import org.apache.hudi.sink.compact.CompactionCommitEvent;
 import org.apache.hudi.sink.compact.CompactionCommitSink;
 import org.apache.hudi.sink.compact.CompactionPlanEvent;
@@ -57,7 +57,6 @@
 import org.apache.flink.streaming.api.datastream.DataStreamSink;
 import org.apache.flink.streaming.api.functions.sink.SinkFunction;
 import org.apache.flink.streaming.api.operators.KeyedProcessOperator;
-import org.apache.flink.streaming.api.operators.ProcessOperator;
 import org.apache.flink.table.data.RowData;
 import org.apache.flink.table.planner.plan.nodes.exec.utils.ExecNodeUtil;
 import org.apache.flink.table.runtime.typeutils.InternalTypeInfo;
@@ -372,7 +371,7 @@ public static DataStreamSink<CompactionCommitEvent> compact(Configuration conf,
         .keyBy(plan -> plan.getOperation().getFileGroupId().getFileId())
         .transform("compact_task",
             TypeInformation.of(CompactionCommitEvent.class),
-            new ProcessOperator<>(new CompactFunction(conf)))
+            new CompactOperator(conf))
         .setParallelism(conf.getInteger(FlinkOptions.COMPACTION_TASKS))
         .addSink(new CompactionCommitSink(conf))
         .name("compact_commit")

hudi-flink-datasource/hudi-flink/src/test/java/org/apache/hudi/sink/compact/ITTestHoodieFlinkCompactor.java

@@ -39,7 +39,6 @@
 import org.apache.flink.api.common.typeinfo.TypeInformation;
 import org.apache.flink.configuration.Configuration;
 import org.apache.flink.streaming.api.environment.StreamExecutionEnvironment;
-import org.apache.flink.streaming.api.operators.ProcessOperator;
 import org.apache.flink.table.api.EnvironmentSettings;
 import org.apache.flink.table.api.TableEnvironment;
 import org.apache.flink.table.api.config.ExecutionConfigOptions;
@@ -158,7 +157,7 @@ public void testHoodieFlinkCompactor(boolean enableChangelog) throws Exception {
         .rebalance()
         .transform("compact_task",
             TypeInformation.of(CompactionCommitEvent.class),
-            new ProcessOperator<>(new CompactFunction(conf)))
+            new CompactOperator(conf))
         .setParallelism(FlinkMiniCluster.DEFAULT_PARALLELISM)
         .addSink(new CompactionCommitSink(conf))
         .name("clean_commits")
@@ -282,7 +281,7 @@ public void testHoodieFlinkCompactorWithPlanSelectStrategy(boolean enableChangel
         .rebalance()
         .transform("compact_task",
             TypeInformation.of(CompactionCommitEvent.class),
-            new ProcessOperator<>(new CompactFunction(conf)))
+            new CompactOperator(conf))
         .setParallelism(1)
         .addSink(new CompactionCommitSink(conf))
         .name("compaction_commit")

hudi-flink-datasource/hudi-flink/src/test/java/org/apache/hudi/sink/utils/ClusteringFunctionWrapper.java

@@ -69,14 +69,14 @@ public class ClusteringFunctionWrapper {
   private ClusteringCommitSink commitSink;
 
   public ClusteringFunctionWrapper(Configuration conf, StreamTask<?, ?> streamTask, StreamConfig streamConfig) {
+    this.conf = conf;
     this.ioManager = new IOManagerAsync();
     MockEnvironment environment = new MockEnvironmentBuilder()
         .setTaskName("mockTask")
         .setManagedMemorySize(4 * MemoryManager.DEFAULT_PAGE_SIZE)
         .setIOManager(ioManager)
         .build();
     this.runtimeContext = new MockStreamingRuntimeContext(false, 1, 0, environment);
-    this.conf = conf;
     this.streamTask = streamTask;
     this.streamConfig = streamConfig;
   }

hudi-flink-datasource/hudi-flink/src/test/java/org/apache/hudi/sink/utils/CompactFunctionWrapper.java

@@ -19,7 +19,7 @@
 package org.apache.hudi.sink.utils;
 
 import org.apache.hudi.avro.model.HoodieCompactionPlan;
-import org.apache.hudi.sink.compact.CompactFunction;
+import org.apache.hudi.sink.compact.CompactOperator;
 import org.apache.hudi.sink.compact.CompactionCommitEvent;
 import org.apache.hudi.sink.compact.CompactionCommitSink;
 import org.apache.hudi.sink.compact.CompactionPlanEvent;
@@ -33,55 +33,67 @@
 import org.apache.flink.runtime.operators.coordination.MockOperatorCoordinatorContext;
 import org.apache.flink.runtime.operators.testutils.MockEnvironment;
 import org.apache.flink.runtime.operators.testutils.MockEnvironmentBuilder;
+import org.apache.flink.streaming.api.graph.StreamConfig;
 import org.apache.flink.streaming.api.operators.StreamingRuntimeContext;
-import org.apache.flink.util.Collector;
-
-import java.util.ArrayList;
-import java.util.List;
+import org.apache.flink.streaming.runtime.streamrecord.StreamRecord;
+import org.apache.flink.streaming.runtime.tasks.StreamTask;
+import org.apache.flink.streaming.runtime.tasks.TestProcessingTimeService;
 
 /**
- * A wrapper class to manipulate the {@link org.apache.hudi.sink.compact.CompactFunction} instance for testing.
+ * A wrapper class to manipulate the {@link CompactOperator} instance for testing.
  */
 public class CompactFunctionWrapper {
   private final Configuration conf;
 
   private final IOManager ioManager;
   private final StreamingRuntimeContext runtimeContext;
 
+  private final StreamTask<?, ?> streamTask;
+  private final StreamConfig streamConfig;
+
   /**
    * Function that generates the {@link HoodieCompactionPlan}.
    */
   private CompactionPlanOperator compactionPlanOperator;
+  /**
+   * Output to collect the compaction commit events.
+   */
+  private CollectorOutput<CompactionCommitEvent> commitEventOutput;
   /**
    * Function that executes the compaction task.
    */
-  private CompactFunction compactFunction;
+  private CompactOperator compactOperator;
   /**
    * Stream sink to handle compaction commits.
    */
   private CompactionCommitSink commitSink;
 
-  public CompactFunctionWrapper(Configuration conf) throws Exception {
+  public CompactFunctionWrapper(Configuration conf, StreamTask<?, ?> streamTask, StreamConfig streamConfig) {
+    this.conf = conf;
     this.ioManager = new IOManagerAsync();
     MockEnvironment environment = new MockEnvironmentBuilder()
         .setTaskName("mockTask")
         .setManagedMemorySize(4 * MemoryManager.DEFAULT_PAGE_SIZE)
         .setIOManager(ioManager)
         .build();
     this.runtimeContext = new MockStreamingRuntimeContext(false, 1, 0, environment);
-    this.conf = conf;
+    this.streamTask = streamTask;
+    this.streamConfig = streamConfig;
   }
 
   public void openFunction() throws Exception {
     compactionPlanOperator = new CompactionPlanOperator(conf);
     compactionPlanOperator.open();
 
-    compactFunction = new CompactFunction(conf);
-    compactFunction.setRuntimeContext(runtimeContext);
-    compactFunction.open(conf);
+    compactOperator = new CompactOperator(conf);
+    // CAUTION: deprecated API used.
+    compactOperator.setProcessingTimeService(new TestProcessingTimeService());
+    commitEventOutput = new CollectorOutput<>();
+    compactOperator.setup(streamTask, streamConfig, commitEventOutput);
+    compactOperator.open();
     final NonThrownExecutor syncExecutor = new MockCoordinatorExecutor(
         new MockOperatorCoordinatorContext(new OperatorID(), 1));
-    compactFunction.setExecutor(syncExecutor);
+    compactOperator.setExecutor(syncExecutor);
 
     commitSink = new CompactionCommitSink(conf);
     commitSink.setRuntimeContext(runtimeContext);
@@ -94,22 +106,11 @@ public void compact(long checkpointID) throws Exception {
     compactionPlanOperator.setOutput(output);
     compactionPlanOperator.notifyCheckpointComplete(checkpointID);
     // collect the CompactCommitEvents
-    List<CompactionCommitEvent> compactCommitEvents = new ArrayList<>();
     for (CompactionPlanEvent event : output.getRecords()) {
-      compactFunction.processElement(event, null, new Collector<CompactionCommitEvent>() {
-        @Override
-        public void collect(CompactionCommitEvent event) {
-          compactCommitEvents.add(event);
-        }
-
-        @Override
-        public void close() {
-
-        }
-      });
+      compactOperator.processElement(new StreamRecord<>(event));
     }
     // handle and commit the compaction
-    for (CompactionCommitEvent event : compactCommitEvents) {
+    for (CompactionCommitEvent event : commitEventOutput.getRecords()) {
       commitSink.invoke(event, null);
     }
   }

hudi-flink-datasource/hudi-flink/src/test/java/org/apache/hudi/sink/utils/StreamWriteFunctionWrapper.java

@@ -117,7 +117,6 @@ public StreamWriteFunctionWrapper(String tablePath, Configuration conf) throws E
     // one function
     this.coordinatorContext = new MockOperatorCoordinatorContext(new OperatorID(), 1);
     this.coordinator = new StreamWriteOperatorCoordinator(conf, this.coordinatorContext);
-    this.compactFunctionWrapper = new CompactFunctionWrapper(this.conf);
     this.bucketAssignFunctionContext = new MockBucketAssignFunctionContext();
     this.stateInitializationContext = new MockStateInitializationContext();
     this.asyncCompaction = OptionsResolver.needsAsyncCompaction(conf);
@@ -127,6 +126,7 @@ public StreamWriteFunctionWrapper(String tablePath, Configuration conf) throws E
         .setConfig(new StreamConfig(conf))
         .setExecutionConfig(new ExecutionConfig().enableObjectReuse())
         .build();
+    this.compactFunctionWrapper = new CompactFunctionWrapper(this.conf, this.streamTask, this.streamConfig);
   }
 
   public void openFunction() throws Exception {